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Compliance Officer

Job Reference: NH/EE/9081

Employer/Agency Name: Morgan West

Location: Birmingham

Job Sector: Accountancy, Banking, Finance

Salary/Package: £35k

Date Posted: 08/11/2017

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Compliance Officer

Salary: Up to £35000 + Excellent benefits.

Our client is seeking a Compliance Officer to support the Compliance Monitoring Manager in relation to regulatory risk and compliance activity within the Group.

Duties and responsibilities
• Conduct compliance monitoring reviews to confirm that the business is complying with relevant regulatory and statutory requirements and maintaining high conduct standards.
• Assist in the development and maintenance of the Compliance Monitoring Plan.
• Produce management reports identifying areas of non-compliance with internal policy, regulatory requirements and the internal control framework.
• Develop a constructive and collaborative relationship with business areas.
• Provide technical support and guidance to the business on compliance related issues.
• Ensure departments own controls are designed and working effectively.
• Keep up-to-date with changes to regulatory requirements or implementation of new legislation and codes of practice, and determine whether any further monitoring activity is required by the business.

Skills
• Confident and able to analyse and present complex information with internal customers.
• Excellent verbal and written communication skills and the ability to present in group meetings.
• Embrace change and able to influence and encourage others.
• Effectively prioritise tasks to ensure delivery meets critical deadlines.
• Ability to assimilate and utilise new information, processes and training.

Please send your CV to Nick Heynen at nick@morgan-west.co.uk or call him on 03452261523 for further information.

*For this vacancy you must already have eligibility in place to work in the UK, as this employer does not provide sponsorship*

DUE TO THE HIGH LEVELS OF RESPONSE PLEASE BE ADVISED THAT CANDIDATES WILL ONLY BE CONTACTED IF THEY MEET THE SHORT-LISTING CRITERIA FOR THIS ROLE.

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